Displaying all articles tagged:

Sec

  1. courts
    Jay-Z Ordered to Testify Next Week in SEC Investigation Involving RocawearHe’s been avoiding subpoenas for months.
  2. No, Alibaba Is Not Going to Create 1 Million U.S. Jobs Because of TrumpThe Chinese e-commerce company gifted the president-elect with fodder for flattering — but wholly misleading — headlines.
  3. Deliverance
    That GrubHub IPO Is Now Valued at $1.7 BillionThe revised prospectus bumps up the delivery company’s value a lot.
  4. Deliverance
    GrubHub Files for $100 Million IPOThe delivery company juggernaut says it has 3.4 million users.
  5. revolving door
    SEC Message Trove Examined for Questionable E-Mail MannersSuch as addressing law briefs to your “overworked friends at the commission.”
  6. whistleblowers in our time
    Wall Street Snitch Gets $50,000 RewardBut doesn’t even get to be famous.
  7. goldman sachs
    Goldman Dodges Another Bullet, SEC Drops Subprime Securities Fraud AllegationsCan Wall Street really run out the clock?
  8. white men with money
    The SEC Is Looking Into Private EquityLike, the whole industry.
  9. white men with money
    SEC Altering Its Guilt-Evasion RulesCompanies will be held to account a little bit more in future settlements.
  10. lawsuits
    SEC Sues Former Freddie Mac and Fannie Mae CEOsThis action arises out of series of materially false and misleading public disclosures.”
  11. debtpocalypse
    The SEC Is Looking Into Possible Insider Trading on the Credit DowngradeUh-oh.
  12. wall street
    High-Frequency Traders Have a Low Opinion of SEC EmployeesBasically, they think they’re a bunch of thieves.
  13. white men with money
    Ex-Goldman and SEC Guy Changed His Name Before Going to Work for the Government Again [Update]The revolving door is lined with money.
  14. white men with money
    Matt Taibbi: SEC Has ‘Terminal Brain Damage’ for Deleting FilesMetaphors and corruption are everywhere!
  15. downgradepocalypse
    SEC Looking Into Insider Trading at S&P, Just in CaseAmerica collectively rubs its hands together eagerly.
  16. downgradepocalypse
    You Know, If You Wanted to, SEC, You Could Probe S&P and Threaten Its Rating LicenseJust sayin’.
  17. good ship galleon
    Danielle Chiesi Settles for $540,000 With SECBet that was one exchange that didn’t feel like an orgasm.
  18. goldman sachs
    Goldman and Libya: Did the Firm Break Bribery Laws?The SEC is looking into it.
  19. careless whispers
    SAC Capital Eyed in SEC Probe of Biotech DealThe circling sharks get closer to their prey.
  20. careless whispers
    Former Managing Director of the NASDAQ Charged With Insider TradingIt’s raining insider-trading allegations!
  21. sticking up for the not-so-little guy
    Jamie Dimon Thinks the SEC Should Slow Its Roll Before It ‘Damages America’Actually they’re doing just fine.
  22. sec no evil
    SEC Enforcer Robert Khuzami Would Like to Treat Successful Hedge Funds Like the CriminalsWe’re now doing things like canvassing all hedge funds.”
  23. good ship galleon
    Rajat Gupta Will Not Settle for Anything Less Than His Very Own Trial By JuryAdministrative hearings are not baller.
  24. bankers delight
    SEC Probes Bank of America, Citigroup, UBS for Manipulating Banking RatesThe SEC is very probe-happy these days, no?
  25. good ship galleon
    What Gets a Potential Juror Kicked Off the Raj Rajaratnam Trial?Friends of Al Sharpton? Dismissed.
  26. good ship galleon
    A Tough Judge, Curious Accusations, and Jurors Who Love Wall Street: Let the Raj Rajaratnam Trial BeginThe judge has come down hard in insider-trading cases in the past.
  27. good ship galleon
    Raj Rajaratnam Wants to Testify at His Insider-Trading TrialThis has backfired on bigger alleged criminals before.
  28. the good ship galleon
    Lloyd Blankfein ‘Agrees’ to Testify at Raj Rajaratnam’s Insider-Trading TrialNot because he did anything wrong.
  29. raj raj raj
    SEC’s Insider Trading Charges Against Rajat Gupta Are a Sign of Its Newfound PowerOn the other hand, Gupta won’t face a jury and is subject to smaller fines.
  30. bonus season
    The War on Wall Street Bonuses Gets PersonalLloyd is not going to like this.
  31. sec no evil
    SEC Decides It Might Be a Good Idea to Investigate How Facebook and Twitter Are Trading SharesThis marketplace is like the early days of the ‘junk’-bond market.”
  32. white men with money
    Dick Fuld Won’t Let an SEC Investigation Keep Him From Giving Investment AdviceThe S-E-C you say? Nope. Doesn’t sound familiar.
  33. the enforcer
    SEC Director Offended by Obviousness of Galleon Accomplices’ SchemeAt least TRY to hid your insider trading.
  34. how things work
    How the ‘Smart Guys’ at Merrill Lynch Got Things DoneTraders who bought and sold securities with the firm’s own money for two years were close enough to see the computer screens of traders taking orders from clients and overhear their phone calls.”
  35. mysteries revealed
    Goldman Sachs to Reveal Magical Formula for Making MoneyA report from Goldman Sachs will reveal details about the secretive firm.
  36. the enforcer
    SEC Charges Four More in Galleon Insider-Trading CaseSEC director Robert Khuzami expresses fresh outrage.
  37. everything they touch turns to goldman
    Goldman’s Leaked Memo to Rich Investors Exposes Facebook’s Actual EarningsAnd the SEC’s investigation.
  38. goldmanfellas
    With Facebook Deal, Goldman Sachs Now Able to Get Clients to ‘Shaft Themselves’It was very pesky when they had to convince clients they wanted to be shafted.
  39. the future is coming
    Goldman Sachs Investment in Facebook Makes That $50 Billion Valuation Look More LegitWinning at life.
  40. the future is coming
    Apple’s Face-Melting Revenues Come With a Note of Caution(Lots) mo’ money, (a few) mo’ problems.
  41. hey mr. tangerine man
    Public Will Be Deprived of Seeing Angelo Mozilo Tried in the ‘Flesh’ (Updated)The question is: Will the SEC allow themselves to be placated with a boatload of Angelo’s dirty cash? Oh, kidding, that’s not the question.
  42. steven rattner
    Rattner Expected to Settle With SECThe former Obama car czar will agree to be banned from the securities industry.
  43. the enforcer
    Citigroup Settles Subprime ChargesThe SEC’s Enforcer scores again.
  44. settling
    Dell Pays $100 Million to Make Accounting-Fraud Charges Go AwayIn a statement, the CEO sounded humbled.
  45. viva la lloyd
    Goldman Settles SEC Fraud Charges for John Paulson’s Pocket Change$550 million, and “no admission of guilt.”
  46. agendas
    Why the SEC Decided to Sue Goldman SachsWith high-school reunion season on the horizon, the agency had to do something.
  47. goldman sachs
    Feds Launch Criminal Probe Into Goldman TradingInvestigation triggered by SEC referral.
  48. the tourre tour
    Goldman Execs: ‘We Didn’t Do Anything Wrong’Was the financial crisis Goldman’s fault? No, but they are sad about it.
  49. the goldman problem
    Goldman Sachs: Basically a Sorority That Makes Money on Things Other Than Car WashesAt the Squid, conformist behavior leads to group eating disorders.
  50. fi-cri fallout
    E-mails Show Goldman Profits Went Up As Economy TankedWe lost money, then made more than we lost because of shorts.”
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