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Displaying all articles tagged:
Sec
paid post problems
Mar. 22, 2023
Jake Paul and Lindsay Lohan Pay $400,000 Fines for Promoting Alleged Crypto Scam
Lohan, Paul, Akon, Lil Yachty, and others paid a hefty penalty to the SEC for failing to disclose they were getting paid to promote cryptocurrencies.
By
Matt Stieb
games people play
Apr. 14, 2022
Elon Musk Trolls the Internet
The long con is just for fun.
By
Jen Wieczner
tesla
Feb. 24, 2022
SEC Investigates Elon Musk and Brother Over Twitter Poll
The regulator is looking into Kimbal Musk’s sale of $108 million in Tesla shares the day before his brother asked followers if he should dump his own.
By
Matt Stieb
the money game
Sept. 21, 2021
NYC Crypto Conference Jolted By Rumor of Feds Serving Subpoena to Panelist
A speaker might have been served before going onstage Monday at Mainnet, as the cryptosphere awaits regulation from SEC chair Gary Gensler.
By
Matt Stieb
the money game
Sept. 13, 2021
Gary Gensler on Crypto, SPACs, and Robinhood
The new SEC chief may have taught courses on the blockchain at MIT, but he’s not planning to give bitcoin a free pass.
By
Jen Wieczner
crime
Jan. 31, 2020
Michael Avenatti’s Lonely Fall
The disgraced lawyer wanted to be a legal celebrity. Now he’s not even the most famous defendant on the block.
By
Andrew Rice
never tweet
Feb. 26, 2019
I Love That Elon Musk Can’t Stop Tweeting. The SEC Does Not.
The most relatable thing about Elon Musk is his inability to stop tweeting despite the severe personal and professional harm it has caused him.
By
Jake Swearingen
elon musk
Sept. 29, 2018
Elon Musk to Resign as Tesla Chairman, Pay SEC $20 Million Over Tweet
The embattled entrepreneur will stay on as CEO, and may finally learn to stay off Twitter.
By
Benjamin Hart
Jan. 9, 2017
No, Alibaba Is Not Going to Create 1 Million U.S. Jobs Because of Trump
The Chinese e-commerce company gifted the president-elect with fodder for flattering — but wholly misleading — headlines.
By
Eric Levitz
revolving door
Sept. 9, 2012
SEC Message Trove Examined for Questionable E-Mail Manners
Such as addressing law briefs to your “overworked friends at the commission.”
By
Andre Tartar
whistleblowers in our time
Aug. 21, 2012
Wall Street Snitch Gets $50,000 Reward
But doesn’t even get to be famous.
By
Kevin Roose
goldman sachs
Aug. 9, 2012
Goldman Dodges Another Bullet, SEC Drops Subprime Securities Fraud Allegations
Can Wall Street really run out the clock?
By
Adam Pasick
white men with money
Feb. 13, 2012
The SEC Is Looking Into Private Equity
Like, the whole industry.
By
Noreen Malone
white men with money
Jan. 6, 2012
SEC Altering Its Guilt-Evasion Rules
Companies will be held to account a little bit more in future settlements.
By
Joe Coscarelli
lawsuits
Dec. 16, 2011
SEC Sues Former Freddie Mac and Fannie Mae CEOs
“This action arises out of series of materially false and misleading public disclosures.”
By
Joe Coscarelli
debtpocalypse
Sept. 20, 2011
The SEC Is Looking Into Possible Insider Trading on the Credit Downgrade
Uh-oh.
By
Noreen Malone
wall street
Sept. 1, 2011
High-Frequency Traders Have a Low Opinion of SEC Employees
Basically, they think they’re a bunch of thieves.
By
Caroline Bankoff
white men with money
Aug. 18, 2011
Ex-Goldman and SEC Guy Changed His Name Before Going to Work for the Government Again [Update]
The revolving door is lined with money.
By
Joe Coscarelli
white men with money
Aug. 17, 2011
Matt Taibbi: SEC Has ‘Terminal Brain Damage’ for Deleting Files
Metaphors and corruption are everywhere!
By
Joe Coscarelli
downgradepocalypse
Aug. 12, 2011
SEC Looking Into Insider Trading at S&P, Just in Case
America collectively rubs its hands together eagerly.
By
Joe Coscarelli
downgradepocalypse
Aug. 9, 2011
You Know, If You Wanted to, SEC, You Could Probe S&P and Threaten Its Rating License
Just sayin’.
By
Chris Rovzar
good ship galleon
July 14, 2011
Danielle Chiesi Settles for $540,000 With SEC
Bet that was one exchange that didn’t feel like an orgasm.
By
Chris Rovzar
goldman sachs
June 9, 2011
Goldman and Libya: Did the Firm Break Bribery Laws?
The SEC is looking into it.
By
Noreen Malone
careless whispers
June 1, 2011
SAC Capital Eyed in SEC Probe of Biotech Deal
The circling sharks get closer to their prey.
By
Chris Rovzar
careless whispers
May 26, 2011
Former Managing Director of the NASDAQ Charged With Insider Trading
It’s raining insider-trading allegations!
By
Nitasha Tiku
sticking up for the not-so-little guy
Mar. 31, 2011
Jamie Dimon Thinks the SEC Should Slow Its Roll Before It ‘Damages America’
Actually they’re doing just fine.
By
Nitasha Tiku
sec no evil
Mar. 29, 2011
SEC Enforcer Robert Khuzami Would Like to Treat Successful Hedge Funds Like the Criminals
“We’re now doing things like canvassing all hedge funds.”
By
Nitasha Tiku
good ship galleon
Mar. 21, 2011
Rajat Gupta Will Not Settle for Anything Less Than His Very Own Trial By Jury
Administrative hearings are not baller.
By
Nitasha Tiku
bankers delight
Mar. 17, 2011
SEC Probes Bank of America, Citigroup, UBS for Manipulating Banking Rates
The SEC is very probe-happy these days, no?
By
Nitasha Tiku
good ship galleon
Mar. 9, 2011
What Gets a Potential Juror Kicked Off the Raj Rajaratnam Trial?
Friends of Al Sharpton? Dismissed.
By
Nitasha Tiku
good ship galleon
Mar. 8, 2011
A Tough Judge, Curious Accusations, and Jurors Who Love Wall Street: Let the Raj Rajaratnam Trial Begin
The judge has come down hard in insider-trading cases in the past.
By
Nitasha Tiku
good ship galleon
Mar. 7, 2011
Raj Rajaratnam Wants to Testify at His Insider-Trading Trial
This has backfired on bigger alleged criminals before.
By
Nitasha Tiku
the good ship galleon
Mar. 4, 2011
Lloyd Blankfein ‘Agrees’ to Testify at Raj Rajaratnam’s Insider-Trading Trial
Not because he did anything wrong.
By
Nitasha Tiku
raj raj raj
Mar. 3, 2011
SEC’s Insider Trading Charges Against Rajat Gupta Are a Sign of Its Newfound Power
On the other hand, Gupta won’t face a jury and is subject to smaller fines.
By
Nitasha Tiku
bonus season
Mar. 2, 2011
The War on Wall Street Bonuses Gets Personal
Lloyd is not going to like this.
By
Nitasha Tiku
sec no evil
Feb. 23, 2011
SEC Decides It Might Be a Good Idea to Investigate How Facebook and Twitter Are Trading Shares
“This marketplace is like the early days of the ‘junk’-bond market.”
By
Nitasha Tiku
white men with money
Feb. 22, 2011
Dick Fuld Won’t Let an SEC Investigation Keep Him From Giving Investment Advice
The S-E-C you say? Nope. Doesn’t sound familiar.
By
Nitasha Tiku
the enforcer
Feb. 4, 2011
SEC Director Offended by Obviousness of Galleon Accomplices’ Scheme
At least TRY to hid your insider trading.
By
Jessica Pressler
how things work
Jan. 26, 2011
How the ‘Smart Guys’ at Merrill Lynch Got Things Done
“Traders who bought and sold securities with the firm’s own money for two years were close enough to see the computer screens of traders taking orders from clients and overhear their phone calls.”
By
Jessica Pressler
mysteries revealed
Jan. 11, 2011
Goldman Sachs to Reveal Magical Formula for Making Money
A report from Goldman Sachs will reveal details about the secretive firm.
By
Jessica Pressler
the enforcer
Jan. 10, 2011
SEC Charges Four More in Galleon Insider-Trading Case
SEC director Robert Khuzami expresses fresh outrage.
By
Jessica Pressler
everything they touch turns to goldman
Jan. 7, 2011
Goldman’s Leaked Memo to Rich Investors Exposes Facebook’s Actual Earnings
And the SEC’s investigation.
By
Nitasha Tiku
goldmanfellas
Jan. 4, 2011
With Facebook Deal, Goldman Sachs Now Able to Get Clients to ‘Shaft Themselves’
It was very pesky when they had to convince clients they wanted to be shafted.
By
Nitasha Tiku
the future is coming
Jan. 3, 2011
Goldman Sachs Investment in Facebook Makes That $50 Billion Valuation Look More Legit
Winning at life.
By
Nitasha Tiku
the future is coming
Oct. 28, 2010
Apple’s Face-Melting Revenues Come With a Note of Caution
(Lots) mo’ money, (a few) mo’ problems.
By
Nitasha Tiku
hey mr. tangerine man
Oct. 15, 2010
Public Will Be Deprived of Seeing Angelo Mozilo Tried in the ‘Flesh’ (Updated)
The question is: Will the SEC allow themselves to be placated with a boatload of Angelo’s dirty cash? Oh, kidding, that’s not the question.
By
Jessica Pressler
steven rattner
Oct. 13, 2010
Rattner Expected to Settle With SEC
The former Obama car czar will agree to be banned from the securities industry.
By
Chris Rovzar
the enforcer
July 29, 2010
Citigroup Settles Subprime Charges
The SEC’s Enforcer scores again.
By
Jessica Pressler
settling
July 22, 2010
Dell Pays $100 Million to Make Accounting-Fraud Charges Go Away
In a statement, the CEO sounded humbled.
By
Jessica Pressler
viva la lloyd
July 15, 2010
Goldman Settles SEC Fraud Charges for John Paulson’s Pocket Change
$550 million, and “no admission of guilt.”
By
Jessica Pressler
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